PRUDENTIAL BSN TAKAFUL BERHAD [Company No. 200601020898 (740651-H)] ... DEFENDANTS GROUNDS OF JUDGMENT (Enclosure 62-2nd Defendant's Notice of Application) (Enclosure 64-1st Defendant's Notice of Application) (Order 33 Rule 2 and/or Order 33 Rule 5 and/or Order 92 Rule 4 of the Rules of Court 2012) S/N 35drG23HYkSgPcw3LJPQjQ Note : Serial number will be used to verify the originality of this document via eFILING portal A. INTRODUCTION [1] Two applications are before this Court. The first is Enclosure 64, filed by the 1st Defendant. The second is Enclosure 62, filed by the 2nd Defendant. Both applications are brought under Order 33 rule 2 and Order 33 rule 5 of the Rules of Court 2012, alternatively under the inherent jurisdiction of the Court preserved by Order 92 rule 4. [2] Each application seeks the determination of a preliminary question. The question is whether the Plaintiff's claim against the relevant Defendant is barred by res judicata or issue estoppel by reason of earlier proceedings in Kuala Lumpur High Court Civil Suit No. WA- 22NCC-391-08/2022. [3] The applications arise in a commercial dispute between a former insurance and takaful agent and his former principals. The Plaintiff challenges, in substance, the consequences of the termination of his agency relationships and the subsequent placement of his name on industry registers under Category 1. [4] The real controversy is not whether the Plaintiff regards the alleged listing as serious. It plainly is serious from his perspective. The real legal controversy is whether the Plaintiff is entitled to pursue in this action matters which were pleaded, addressed procedurally, and followed by dismissal of the earlier action, with the Plaintiff's appeal thereafter dismissed by the Court of Appeal. [5] Three questions require determination. First, whether the earlier dismissal of the Defendants' striking-out application precludes the present applications. Secondly, whether the question proposed is suitable for determination under Order 33. Thirdly, whether the present claim is barred by res judicata, issue estoppel, or the wider rule in Henderson v Henderson. B. MATERIAL FACTS AND PROCEDURAL HISTORY [6] The Plaintiff was formerly an agent of the 1st Defendant under an Agent Agreement dated 7 November 2012, which was later replaced by an Agent Agreement and a Unit Manager Agreement both dated 11 July 2016. The Plaintiff was also an agent of the 2nd Defendant under an Agent's Agreement dated 12 December 2012. [7] By separate notices dated 17 May 2018, the Defendants terminated the Plaintiff's agency relationships. The Plaintiff's complaint is that, following termination, his name was listed with the Life Insurance Association of Malaysia in respect of the 1st Defendant and with the Malaysian Takaful Association in respect of the 2nd Defendant under Category 1. [8] On 12 August 2022, the Plaintiff commenced Kuala Lumpur High Court Civil Suit No. WA-22NCC-391-08/2022. In that action, the Plaintiff sued the same two Defendants. The pleaded factual matrix included the termination of the agency relationships and the alleged listing with LIAM, MTA and Bank Negara Malaysia. [9] Paragraph 18 of the Statement of Claim in Suit 391 pleaded that the Plaintiff had been blacklisted or listed with LIAM, MTA and BNM as a Category 1 offender. Paragraphs 25(i) and 26(g) prayed for orders that the Defendants clear the Plaintiff's name from those associations. [10] On 6 April 2023, the parties entered into a Consent Order in Suit 391. The Consent Order identified preliminary issues for determination before trial. Those issues concerned the lawfulness of the Defendants' termination of the Plaintiff's agency agreements and the validity of the termination notices. [11] The Consent Order also provided that if those preliminary issues were decided in the Defendants' favour, the Court would then decide whether the Plaintiff's action should be dismissed or should proceed to trial. [12] On 6 October 2023, the learned Judge in Suit 391 answered the preliminary issues in favour of the Defendants. The action was dismissed under Order 33 rule 5 of the Rules of Court 2012. [13] The Plaintiff appealed to the Court of Appeal in Civil Appeal No. W02(IM)(NCC)-1842-11/2023. In the Memorandum of Appeal, the Plaintiff raised, among other matters, the complaint that he had been listed as a Category 1 offender and was unable to continue serving in the insurance industry. [14] On 10 December 2025, the Court of Appeal dismissed the Plaintiff's appeal in its entirety with costs. No leave application to the Federal Court was filed. [15] The present action was commenced in this Court on 5 May 2024, while the appeal in Suit 391 was still pending. The Statement of Claim in this action repeats the same broad factual narrative concerning the Plaintiff's agency relationships, the termination, the alleged Category 1 listing, and the consequences said to have followed. [16] Earlier in this action, the Defendants applied under Order 18 rule 19 of the Rules of Court 2012 to strike out the Plaintiff's writ and Statement of Claim. That application was dismissed. The Notes of Proceedings record the Court's view at that stage that the blacklisting issue was not within the purview of Suit 391 and that res judicata would not be applicable. [17] After the Court of Appeal dismissed the Plaintiff's appeal in Suit 391 on 10 December 2025, the Defendants filed the present applications under Order 33 on 19 March 2026. C. ISSUES FOR DETERMINATION [18] The following issues arise: