/akn/my/act/pua/2013/77

PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013

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Type: P.U. (A)
Status: In force
Enacted: 2013
Sections: 14

Quick answer

About this p.u. (a)

PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 is Malaysia P.U. (A), cited as P.U. (A) 77 2013, currently marked in force and first recorded in 2013.

Opening note

Preamble

PADA menjalankan kuasa yang diberi oleh seksyen 196 Akta Perkhidmatan Kewangan dan Sekuriti Labuan 2010 [Akta 704], Menteri, atas syor Lembaga, membuat peraturan-peraturan yang berikut: Nama dan permulaan kuat kuasa

Seksyen 1

(1)

Peraturan-peraturan ini bolehlah dinamakan Peraturan-Peraturan

Perkhidmatan Kewangan dan Sekuriti Labuan (Pindaan) 2013.

(2)

Peraturan-Peraturan ini mula berkuat kuasa pada 1 April 2013.

Penggantian Jadual Ketiga

Seksyen 2

Peraturan-Peraturan Perkhidmatan Kewangan dan Sekuriti Labuan 2010

[P.U. (A) 416/2010] dipinda dengan menggantikan Jadual Ketiga dengan Jadual yang berikut:

“JADUAL KETIGA

(Peraturan 8)

BAYARAN FI

Bil.

Butiran

Seksyen 1

Penyerahan prospektus berhubung dengan suatu tawaran atau pelawaan untuk membeli sekuriti.

USD600/RM2,000 2.

Pendaftaran dana awam.

USD600/RM2,000

Seksyen 3

Pemfailan perakuan pematuhan di bawah seksyen 38.

Seksyen 4

Tiada

Pemfailan notis perubahan maklumat di bawah subseksyen 32(3).

Tiada

P.U. (A) 77 3

Bil.

Seksyen 5

Butiran

(a)

dana awam;

(b)

pengurus dana;

(c)

pentadbir dana;

(d)

pemegang lesen sekuriti;

(e)

syarikat amanah Labuan;

(f)

syarikat amanah diurus Labuan;

(g)

syarikat amanah persendirian Labuan;

(h)

bank Labuan—

sebagai tambahan kepada fi lesen tahunan bagi bank

Labuan jika terpakai—

(i)

bagi setiap pejabat yang ditubuhkan untuk operasi bank Labuan di Malaysia selain Labuan;

(ii)

bagi setiap pejabat pemasaran bank

Labuan yang ditubuhkan di Malaysia selain Labuan;

(i)

bank pelaburan Labuan—

sebagai tambahan kepada fi lesen tahunan, bagi bank pelaburan Labuan jika terpakai—

(i)

bagi setiap pejabat ditubuhkan untuk operasi bank pelaburan

Labuan di

Malaysia selain Labuan;

P.U. (A) 77 4

Bil.

Butiran

(ii)

bagi setiap pejabat pemasaran bank pelaburan Labuan di Malaysia selain

Labuan;

(j)

setiap lesen yang dikeluarkan untuk menjalankan hanya perniagaan kewangan

Labuan tertentu bagi—

(i)

perniagaan kredit bangunan;

(ii)

perniagaan tanda kredit;

(iii)

perniagaan pembiayaan pembangunan;

(iv)

perniagaan pemajakan—

(A)

apabila kelulusan untuk satu transaksi dengan pemastautin

Malaysia diperoleh;

(B)

apabila kelulusan untuk transaksi yang berikutnya dengan pemastautin

Malaysia diperoleh;

(C)

apabila kelulusan untuk perniagaan pemajakan yang dijalankan dengan bukan pemastautin

Malaysia diperoleh;

(v)

perniagaan pemfaktoran;

USD20,000/RM60,000

USD6,000/RM20,000

Tiada

P.U. (A) 77 5

Bil.

Butiran

(vi)

perniagaan broker wang;

(vii)

perniagaan kewangan

Labuan yang diluluskan oleh Lembaga.

(k)

penanggung insurans Labuan menjalankan—

(i)

perniagaan am insurans;

(ii)

perniagaan insurans nyawa;

(iii)

perniagaan insurans nyawa dan am;

(iv)

perniagaan insurans kaptif;

(v)

kaptif sewa induk;

(vi)

kaptif sewa subsidiari;

USD4,000/RM13,000

USD1,000/RM3,000

(l)

pengurus insurans

Labuan termasuklah pengurus insurans diurus dan pengurus pengunderaitan diurus;

(m)

pengurus pengunderaitan Labuan;

(n)

broker insurans Labuan;

(o)

pengurusan syarikat;

(p)

mana-mana orang yang menjalankan perniagaan dengan pembentukan syarikat sel terlindung yang didaftarkan di bawah

Bahagian VIIIB Akta Syarikat Labuan 1990—

(i)

ke atas aset am syarikat sel terlindung

Labuan yang menjalankan perniagaan

USD9,500/RM30,000

P.U. (A) 77 6

Bil.

Butiran insurans am atau kaptif; dan

(ii)

ke atas setiap selnya yang didaftarkan;

(iii)

ke atas aset am syarikat sel terlindung

Labuan yang menjalankan perniagaan dana bersama; dan

(iv)

ke atas setiap selnya yang didaftarkan.

setiap sel setiap sel

Seksyen 6

Setiap salinan atau cabutan apa-apa dokumen yang dibuat dan diperakui oleh Lembaga dalam simpanannya.

Seksyen 7

USD10/RM20

Lembaga (setiap helaian yang diperakui).

Seksyen 8

USD10/RM20

Lembaga

(setiap helaian yang dibekalkan).

Seksyen 9

USD5/RM10

Penyerahsimpanan, pendaftaran, deposit atau pemfailan apa-apa dokumen lain dengan atau oleh

Lembaga di bawah

Akta 704

atau mana-mana Akta lain atau Peraturan-Peraturan yang dibuat di bawahnya (jika fi tidak dinyatakan dalam Akta atau Peraturan-Peraturan itu).

Seksyen 10

Tiada

Perakuan atau pengesahan daripada Lembaga yang mengesahkan apa-apa penyerahsimpanan atau pendaftaran yang dibuat dengan Lembaga di bawah Akta 704 atau mana-mana Akta lain atau

Peraturan-Peraturan yang dibuat di bawahnya

USD150/RM500

P.U. (A) 77 7

Bil.

Butiran

(jika fi tidak dinyatakan dalam Akta atau

Peraturan-Peraturan itu).

Dibuat 22 Februari 2013

[LFA/LLQ/Peraturan Sekuriti 2013; PN(PU2)685]

DATO' SERI HAJI AHMAD HUSNI BIN MOHAMAD HANADZLAH

Menteri Kewangan Kedua

.”.

P.U. (A) 77 8

LABUAN FINANCIAL SERVICES AND SECURITIES ACT 2010

LABUAN FINANCIAL SERVICES AND SECURITIES (AMENDMENT) REGULATIONS 2013

Opening note

Preamble

IN exercise of the powers conferred by section 196 of the Labuan Financial Services and Securities Act 2010 [Act 704], the Minister, on the recommendation of the Authority, makes the following regulations: Citation and commencement 1.

(1)

These regulations may be cited as the Labuan Financial Services and

Securities Regulations (Amendment) 2013.

(2)

These Regulations come into operation on 1 April 2013.

Substitution of Third Schedule 2.

The

Labuan

Financial

Services and

Securities

Regulations 2010

[P.U. (A) 416/2010] are amended by substituting for the Third Schedule the following

Schedule:

“THIRD SCHEDULE

(Regulation 8)

PAYMENT OF FEES

Item

Fee

Seksyen 1

Registration of prospectus in relation to an offer or invitation to subscribe securities.

USD600/RM2,000 2.

Registration of public fund.

USD600/RM2,000 3.

Filing of a certificate of compliance under section 38.

Nil

Seksyen 4

Filing of a notice of change of information under subsection 32(3).

Nil

P.U. (A) 77 9

Item

Seksyen 5

Fee

(a)

public fund;

(b)

fund manager;

(c)

fund administrator;

(d)

securities licensee;

(e)

Labuan trust company;

(f)

Labuan managed trust company;

(g)

Labuan private trust company;

(h)

Labuan bank—

in addition to annual licence fee for Labuan

Bank, where applicable—

(i)

for each office established for the operation of the Labuan bank within

Malaysia apart from Labuan;

(ii)

for each marketing office of the

Labuan bank established within

Malaysia apart from Labuan;

(i)

Labuan investment bank—

in addition to annual licence fee for Labuan

Investment Bank, where applicable—

(i)

for each office established for the operation of the Labuan investment bank within Malaysia apart from

Labuan;

P.U. (A) 77 10

Item

Fee

(ii)

for each marketing office of the

Labuan investment bank established within Malaysia apart from Labuan;

(j)

each license issued for carrying on specific

Labuan financial business only for—

(i)

building credit business;

(ii)

credit token business;

(iii)

development finance business;

(iv)

leasing business—

(A)

upon approval of a single transaction with a Malaysian resident;

(B)

upon approval of a subsequent transaction with a

Malaysian resident;

(C)

upon approval for leasing business transacted with non-Malaysian resident;

(v)

factoring business;

USD20,000/RM60,000

USD6,000/RM20,000

Nil

P.U. (A) 77 11

Item

Fee

(vi)

money-broking business;

(vii)

Labuan financial business approved by the Authority;

(k)

Labuan insurer carrying on—

(i)

general insurance business;

(ii)

life insurance business;

(iii)

life and general insurance business;

(iv)

captive insurance business;

(v)

master rent-a-captive;

(vi)

subsidiary rent-a-captive;

USD4,000/RM13,000

USD1,000/RM3,000

(l)

Labuan insurance manager including managed insurance manager and managed underwriting manager;

(m)

Labuan underwriting manager;

(n)

Labuan insurance broker;

(o)

company management;

(p)

any person carrying on business by formation of

Labuan protected cell company registered under Part VIIIB of

Labuan Companies Act 1990—

(i)

on the general assets of the Labuan

USD9,500/RM30,000

P.U. (A) 77 12

Item

Fee protected cell company carrying on the business of general insurance or captive, and

(ii)

on each of its registered cells;

(iii)

on the general assets of the Labuan protected cell company carrying on the business of mutual fund; and

(iv)

on each of its registered cells.

each cell each cell 6.

Each copy or extract made and certified by the

Authority of any document in its custody.

USD10/RM20 7.

Certified copy of a document in the custody of the Authority (each sheet certified).

USD10/RM20 8.

Uncertified copy or extract of any document in the custody of the Authority (each sheet supplied).

USD5/RM10 9.

Lodgement, registration, depositing or filing of any other document with or by the Authority under Act 704 or any other Act or Regulations made thereunder (where the fee is not specified in such Act or Regulations).

Nil 10.

Certificate or confirmation from the Authority confirming any lodgement or registration made with the Authority under Act 704 or any other

Act or Regulations made thereunder (where the fee is not specified in such Act or

Regulations).

USD150/RM500

.”.

P.U. (A) 77 13

Made 22 February 2013

[LFA/LLQ/Peraturan Sekuriti 2013; PN(PU2)685]

DATO' SERI HAJI AHMAD HUSNI BIN MOHAMAD HANADZLAH

Second Minister of Finance

Common questions

What is PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013?: PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 is Malaysia P.U. (A), cited as P.U. (A) 77 2013, currently marked in force and first recorded in 2013.
Is PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 still in force?: Yes — PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 is currently in force.
When did PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 take effect?: PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 was first recorded in 2013.
How many sections does PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 have?: PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 contains 14 sections.
Where can I read the official version of PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013?: The official text of PERATURAN-PERATURAN PERKHIDMATAN KEWANGAN DAN SEKURITI LABUAN (PINDAAN) 2013 is published at lom.agc.gov.my.