/akn/my/act/pua/2013/24

PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013

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Type: P.U. (A)
Status: In force
Enacted: 2013
Sections: 4

Quick answer

About this p.u. (a)

PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 is Malaysia P.U. (A), cited as P.U. (A) 24 2013, currently marked in force and first recorded in 2013.

Opening note

Preamble

PADA menjalankan kuasa yang diberikan oleh subseksyen 62A(1) Akta Perindustrian Sekuriti (Depositori Pusat) 1991 [Akta 453], Menteri membuat perintah yang berikut: Nama dan permulaan kuat kuasa

Seksyen 1

(1)

Perintah ini bolehlah dinamakan Perintah Perindustrian Sekuriti

(Depositori Pusat) (Pengecualian) 2013.

(2)

Perintah ini mula berkuat kuasa pada 31 Januari 2013.

Tafsiran

Seksyen 2

Dalam Perintah ini—

“debentur runcit” ertinya apa-apa debentur yang dicadangkan untuk diterbitkan atau ditawarkan kepada pelabur runcit dan termasuklah debentur yang berkenaan dengannya suatu pelawaan untuk melanggan atau membeli debentur itu dicadangkan untuk diterbitkan kepada pelabur runcit;

“pelabur runcit” mempunyai erti yang sama yang diberikan kepadanya dalam garis panduan yang berhubungan dengan amalan jualan yang dikeluarkan oleh

Suruhanjaya;

“sukuk runcit” mempunyai erti yang sama yang diberikan kepadanya dalam garis panduan yang berhubungan dengan sukuk yang dikeluarkan oleh Suruhanjaya.

Seksyen 3

Pengecualian jika skrip fizikal tidak didepositkan dengan depositori pusat

(1)

Jika depositori pusat telah membuat suatu perkiraan dengan Bank

Negara Malaysia atau suatu entiti yang bertindak bagi pihak Bank Negara Malaysia untuk memegang hakmilik atau pemilikan fizikal bagi skrip fizikal yang menjadi dasar apa-apa sekuriti, atau untuk memegang apa-apa dokumen lain yang mewakili sekuriti bagi pihak depositori pusat, sebagai pemegang bare trust bagi pendeposit, bagi

P.U. (A) 24 3

maksud Akta, sekuriti itu disifatkan sebagai didepositkan atau diserah simpan dengan, atau dipegang dalam jagaan oleh, depositori pusat itu, apabila depositori pusat berpuas hati bahawa sekuriti itu telah dideposit atau diserah simpan dengan pihak yang berkenaan.

(2)

Menteri mengecualikan pemakaian peruntukan yang berikut bagi maksud sekuriti yang dinyatakan dalam subperenggan (1):

(a)

perenggan 12(1)(c) dan (e) Akta;

(b)

subseksyen 17(1) Akta; dan

(c)

subseksyen 28(1), (2) dan (3) Akta.

Pengecualian daripada mendepositkan debentur runcit atau sukuk runcit dengan depositori pusat di bawah subseksyen 14(1) Akta 4.

Menteri mengecualikan bursa saham daripada mendepositkan debentur runcit atau sukuk runcit dengan depositori pusat di bawah subseksyen 14(1) Akta jika debentur runcit atau sukuk runcit yang berkaitan telah didepositkan dengan Bank

Negara Malaysia atau suatu entiti yang bertindak bagi pihak Bank Negara Malaysia tertakluk kepada apa-apa terma dan syarat yang dikenakan oleh Suruhanjaya.

Pengecualian daripada penyerahan skrip di bawah subseksyen 37(2) dan 38(1)

Akta

Seksyen 5

Menteri mengecualikan penerbit atau pembuat tawaran debentur runcit atau sukuk runcit daripada penyerahan skrip yang berdaftar atas nama depositori pusat atau syarikat penamanya kepada depositori pusat di bawah subseksyen 37(2) dan 38(1) Akta jika debentur runcit atau sukuk runcit yang berkaitan telah didepositkan dengan Bank Negara Malaysia atau suatu entiti yang bertindak bagi pihak Bank

Negara Malaysia tertakluk kepada apa-apa terma dan syarat yang dikenakan oleh

Suruhanjaya.

P.U. (A) 24 4

Dibuat 29 Januari 2013

[KK/BPKA/K1/(S)/483/9/5; PN(PU2)562/III]

DATO’ SERI AHMAD HUSNI HANADZLAH

Menteri Kewangan Kedua

P.U. (A) 24 5

SECURITIES INDUSTRY (CENTRAL DEPOSITORIES) ACT 1991

SECURITIES INDUSTRY (CENTRAL DEPOSITORIES) (EXEMPTION) ORDER 2013

Opening note

Preamble

IN exercise of the powers conferred by subsection 62A(1) of the Securities Industry (Central Depositories) Act 1991 [Act 453], the Minister makes the following order: Citation and commencement 1.

(1)

This order may be cited as the

Securities

Industry

(Central Depositories) (Exemption) Order 2013.

(2)

This Order comes into operation on 31 January 2013.

Interpretation 2.

In this Order—

“retail debenture” means any debenture that is proposed to be issued or offered to retail investor and includes a debenture where an invitation to subscribe or purchase the debenture is proposed to be issued to retail investor;

“retail investor” has the same meaning assigned to it in the guidelines relating to sales practices issued by the Commission;

“retail sukuk” has the same meaning assigned to it in the relevant guidelines relating to sukuk issued by the Commission.

Exemption where physical scrips are not deposited with a central depository 3.

(1)

Where a central depository has entered into an arrangement with the

Central Bank of Malaysia or an entity acting on behalf of the Central Bank of Malaysia to hold the legal title or physical possession of the physical scrips underlying such securities, or to hold any other document representing the security on behalf of the central depository, as bare trustee for the depositors, for the purpose of the Act, such securities shall be deemed as being deposited or lodged with, or held in custody by, the

P.U. (A) 24 6

central depository, upon the central depository being satisfied that such securities have been deposited or lodged with such party.

(2)

The Minister exempts the application of the following provisions for the purpose of securities set out in subparagraph (1):

(a)

paragraphs 12(1)(c) and (e) of the Act;

(b)

subsection 17(1) of the Act; and

(c)

subsections 28(1), (2) and (3) of the Act.

Exemption from depositing retail debentures or retail sukuk with the central depository under subsection 14(1) of the Act 4.

The Minister exempts the stock exchange from depositing retail debentures or retail sukuk with the central depository under subsection 14(1) of the Act where the retail debentures or retail sukuk have been deposited with the Central Bank of

Malaysia or an entity acting on behalf of the Central Bank of Malaysia subject to such terms and conditions as may be imposed by the Commission.

Exemption from delivery of the scrips under subsections 37(2) and 38(1) of the

Act 5.

The Minister exempts the issuer or the offeror of retail debentures or retail sukuk from delivery of the scrips registered in the name of the central depository or its nominee company to the central depository under subsections 37(2) and 38(1) of the

Act where the retail debentures or retail sukuk have been deposited with the Central

Bank of Malaysia or an entity acting on behalf of the Central Bank of Malaysia subject to such terms and conditions as may be imposed by the Commission.

Made 29 January 2013

[KK/BPKA/K1/(S)/483/9/5; PN(PU2)562/III]

DATO’ SERI AHMAD HUSNI HANADZLAH

Second Minister of Finance

Common questions

What is PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013?: PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 is Malaysia P.U. (A), cited as P.U. (A) 24 2013, currently marked in force and first recorded in 2013.
Is PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 still in force?: Yes — PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 is currently in force.
When did PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 take effect?: PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 was first recorded in 2013.
How many sections does PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 have?: PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 contains 4 sections.
Where can I read the official version of PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013?: The official text of PERINTAH PERINDUSTRIAN SEKURITI (DEPOSITORI PUSAT) (PENGECUALIAN) 2013 is published at lom.agc.gov.my.