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In forceUpdated to 1 Mar 2016Read it in Bahasa Malaysia
Contents

Part V · Enforcement and Investigation

126. Examination by Commission

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(1)

The Commission may, from time to time, examine, without giving any prior notice, the books or other documents, accounts and transactions of—

(a)

any person licensed, registered, approved, recognized or authorized under any securities laws;

(b)

any person performing any outsourced functions for persons referred to in paragraph (a); or

(c)

a branch or subsidiary of a licensed person.

(2)

Any person referred to in subsection (1) and any person acting on its behalf shall provide all assistance and produce any documents, records or matter, as may be required by the Commission, to enable the Commission to carry out its functions.

(3)

For the purposes of paragraphs (1)(a) and (b), “person” does not include persons specified under the Third Column of Part 1 of

Schedule 4 to the Capital Markets and Services Act 2007.

78 Laws of Malaysia ACT 498

Report

Read on from s 127

Part VI

General

Read on from Part VI

Part VII

Repeal and Transitional Provisions

Read on from Part VII

Schedules