Seksyen 1
Peraturan-peraturan ini bolehlah dinamakan
Peraturan-Peraturan
Suruhanjaya Sekuriti (Ketidakpakaian Jadual 1) 2011.
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Peraturan-Peraturan Suruhanjaya Sekuriti (Ketidakpakaian Jadual 1) 2011 is Malaysia P.U. (A), cited as P.U. (A) 348 2011, currently marked in force and first recorded in 2011.
P.U. (A) 348
WARTA KERAJAAN PERSEKUTUAN
FEDERAL GOVERNMENT
GAZETTE
PERATURAN-PERATURAN SURUHANJAYA SEKURITI
(KETIDAKPAKAIAN JADUAL 1) 2011
SECURITIES COMMISSION
(DISAPPLICATION OF SCHEDULE 1) REGULATIONS 2011
DISIARKAN OLEH/
JABATAN PEGUAM NEGARA/
ATTORNEY GENERAL’S CHAMBERS
P.U. (A) 348 2
AKTA SURUHANJAYA SEKURITI 1993
PERATURAN-PERATURAN SURUHANJAYA SEKURITI
(KETIDAKPAKAIAN JADUAL 1) 2011
Opening note
Peraturan-peraturan ini bolehlah dinamakan
Peraturan-Peraturan
Suruhanjaya Sekuriti (Ketidakpakaian Jadual 1) 2011.
Ketidakpakaian Jadual 1
Bagi maksud Bahagian IIIA Akta, suatu entiti berkepentingan awam yang dinyatakan di bawah Jadual 1 tidak termasuk seorang pemegang Lesen Perkhidmatan
Pasaran Modal bagi menjalankan aktiviti terkawal berniaga dalam sekuriti terhad kepada unit amanah dan didaftarkan sebagai Penasihat Korporat Unit Amanah dengan suatu organisasi pengawalseliaan sendiri yang diiktiraf oleh Suruhanjaya.
Dibuat 5 Oktober 2011
[KK/BPKA/K1/(S)/483/9/1; PN(PU2)523/IV]
TAN SRI ZARINAH ANWAR
Pengerusi
Suruhanjaya Sekuriti
Diluluskan
DATO’ SERI AHMAD HUSNI MOHAMAD HANADZLAH
Menteri Kewangan Kedua
P.U. (A) 348 3
SECURITIES COMMISSION ACT 1993
SECURITIES COMMISSION (DISAPPLICATION OF SCHEDULE 1) REGULATIONS 2011
Opening note
These regulations may be cited as the Securities Commission
(Disapplication of Schedule 1) Regulations 2011.
These Regulations come into operation on 15 October 2011.
Disapplication of Schedule 1 2.
For the purposes of Part IIIA of the Act, a public interest entity specified under
Schedule 1 shall not include a holder of the Capital Markets Services Licence for the carrying on of the regulated activity of dealing in securities restricted to unit trust and is registered as a Corporate Unit Trust Adviser with a self-regulatory organization recognized by the Commission.
Made 5 October 2011
[KK/BPKA/K1/(S)/483/9/1; PN(PU2)523/IV]
TAN SRI ZARINAH ANWAR
Chairman
Securities Commission
Approved
DATO’ SERI AHMAD HUSNI MOHAMAD HANADZLAH
Second Minister of Finance
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