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Section 27

of Labuan Financial Services and Securities Act 2010

ActIn forceProvision 27 of 201

Section 27

(1)

In this Part, unless the context otherwise requires—

“investor” means a person, including a custodian and an underwriter, who is the owner of securities issued by a mutual fund but does not include a person who only takes the initiative in forming or organizing the business of the mutual fund and does not have any ownership in the fund;

“operator”, in respect of a mutual fund, means—

(a)

where the mutual fund is a corporation, a director of that corporation;

(b)

where the mutual fund is a limited partnership, a general partner in that limited partnership;

(c)

where the mutual fund is a limited liability partnership, the designated partner in that limited liability partnership;

or

(d)

where the mutual fund is a unit trust, a trustee of that trust;

Act 704

“promoter” means a person acting alone or in conjunction with others directly or indirectly who takes the initiative in forming or organizing the business of a mutual fund, but does not include a custodian or an underwriter who receives underwriting commission without taking part in the founding or organizing of the mutual fund business;

“registered public fund” means a public fund registered under section 33;

“shares” means one or more of the shares in the share capital of a mutual fund company including, in the case of a company limited by guarantee, the interest of a member of such company and includes an interest in a mutual fund partnership and a unit in a mutual fund unit trust.

Subdivision 1

PRIVATE FUNDS