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Perintah Pasaran Modal dan Perkhidmatan (Pindaan Jadual 3 dan 4) 2009 is Malaysia P.U. (A), cited as P.U. (A) 128 2009, currently marked in force and first recorded in 2009.
Perintah Pasaran Modal dan Perkhidmatan (Pindaan Jadual 3 dan 4)
2009
Opening note
Nama dan permulaan kuat kuasa
Perintah ini bolehlah dinamakan Perintah Pasaran Modal dan
Perkhidmatan (Pindaan Jadual 3 dan 4) 2009.
Perintah ini mula berkuat kuasa pada 26 Mac 2009.
Barang
Subkepala
Unit
Nilai
(Goods)
(Subheading)
(Unit)
(Value)
Akta Pasaran Modal dan Perkhidmatan 2007 yang disebut “Akta ibu”
dalam Perintah ini dipinda dalam Jadual 3, dengan menggantikan perenggan 10 dengan perenggan yang berikut:
“10. Mana-mana orang yang menjalankan aktiviti terkawal berniaga dalam sekuriti bagi—
akaunnya sendiri atau bagi perbadanan yang berhubungannya melalui seorang pemegang Lesen Perkhidmatan Pasaran Modal yang menjalankan urusan berniaga dalam sekuriti; atau
akaunnya sendiri atau bagi akaun pelanggannya melalui bank berlesen bagi maksud pemberian pinjaman sekuriti di bawah apa-apa garis panduan yang dikeluarkan oleh Suruhanjaya di bawah subseksyen 377(1).”.
Pindaan Jadual 4
Bahagian 1 Jadual 4 kepada Akta ibu dipinda dengan memasukkan selepas subbutiran 1(i) subbutiran yang berikut:
Butiran
Aktiviti
Kategori orang berdaftar
“
Pemberian pinjaman atau memudahkan pemberian pinjaman sekuriti bagi akaun sendiri atau bagi akaun pelanggan di bawah apa-apa garis panduan yang dikeluarkan oleh Suruhanjaya di bawah subseksyen 377(1).
Bank berlesen
Dibuat pada 17 Mac 2009
[KK/BPKA/K1(S)/483/128/1/1; PN(PU2)662/III]
Tan Sri Nor Md bin Yakcop
Menteri Kewangan Kedua capital markets and services act 2007
Capital Markets and Services (Amendment of Schedule 3 and 4)
Order 2009
Opening note
This order may be cited as the Capital Markets and Services
(Amendment of Schedule 3 and 4) Order 2009.
Amendment of Schedule 3
The Capital Markets and Services Act 2007 which is referred to as the
“principal Act” in this Order is amended in Schedule 3, by substituting for paragraph 10 the following paragraph:
“10. Any person who carries on the regulated activity of dealing in securities for—
his own account or for his related corporation through a holder of a Capital Markets Services Licence who carries on the business of dealing in securities; or
his own account or for his customers through a licensed bank for the purposes of lending of securities under the any guidelines issued by the Commission under subsection 377(1).”.
Amendment of Schedule 4
Part 1 of Schedule 4 to the principal Act is amended by inserting after subitem 1(i) the following subitem:
Items
Activities
Categories of registered person
“
Lending or facilitating the lending of securities for their own account or for their customers under any guidelines issued by the Commission under subsection 377(1).
Licensed banks
Made 17 March 2009
[KK/BPKA/K1(S)/483/128/1/1; PN(PU2)662/III]
Tan Sri Nor Md bin Yakcop
Second Minister of Finance
”.
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