Section 126

any person licensed, registered, approved, recognized or authorized under any securities laws;

any person performing any outsourced functions for persons referred to in paragraph (a); or

a branch or subsidiary of a licensed person.

Any person referred to in subsection (1) and any person acting on its behalf shall provide all assistance and produce any documents, records or matter, as may be required by the Commission, to enable the Commission to carry out its functions.

For the purposes of paragraphs (1)(a) and (b), “person”

does not include persons specified under the Third Column of Part 1 of Schedule 4 to the Capital Markets and Services

Act 2007.”.

Substitution of section 135