Labuan Financial Services and Securities Act 2010 · Updated to 15 Oct 2022 · Part IX
140. Register of trading agents and listing sponsors
Feedback & supportAn exchange established under section 134 shall keep a register of the trading agents and listing sponsors and shall enter therein the names and addresses of the trading agents and listing sponsors and the date upon which each was admitted and ceased to be a trading agent or listing sponsor.
exchange
“exchange” includes a body corporate established as a securities exchange under section 134 and the Labuan International Financial Exchange that was established by the Minister under section 30 of the *Labuan Offshore Securities Industry Act 1998 that was approved and recognized immediately before the effective date;
The register of trading agents and listing sponsors shall be made available for inspection at the registered office of such exchange during business hours.
office
“office” includes the principal place of business, a branch, an agency, a mobile place of business, a place of business set up and maintained for a limited period only, an electronic terminal and any other place of business;
Any person may require, and if required, the relevant exchange shall forthwith provide, a copy of the register or any part thereof on payment of such fee as may be specified in writing by such exchange.
person
“person” includes a corporation, partnership, a body of persons, corporate or unincorporated and a corporation sole;
Any payment under subsection (3) shall be made to such exchange.