PERINTAH PASARAN MODAL DAN PERKHIDMATAN (PINDAAN JADUAL 2 DAN 3) 2017

Jadual 2 kepada Akta Pasaran Modal dan Perkhidmatan 2007, yang disebut

“Akta ibu” dalam Perintah ini, dipinda—

(a)

dalam Bahagian 1, dengan memasukkan selepas perenggan 7 perenggan yang berikut:

“8.

Penjelasan bagi sekuriti atau derivatif.”; dan

(b)

dalam Bahagian 2, dengan memasukkan selepas perenggan 7 perenggan yang berikut:

“8.

“Penjelasan bagi sekuriti atau derivatif” ertinya, sama ada sebagai prinsipal atau ejen, menjalankan perniagaan yang memikul obligasi bagi penyerahan dan pembayaran transaksi seseorang yang berhubungan dengan sekuriti yang tersenarai atau derivatif yang diseragamkan sebagaimana yang ditentukan dalam kaedah-kaedah pusat penjelasan diluluskan.”.

P.U. (A) 133 3

Pindaan Jadual 3 3.

Jadual 3 kepada Akta ibu dipinda—

(a)

dengan menggantikan perenggan 17 dengan perenggan yang berikut:

“17.

Suatu pusat penjelasan diluluskan atau syarikat pemegangan bursa yang penjalanan mana-mana aktiviti terkawalnya adalah semata-mata bersampingan dengan pengendalian olehnya kemudahan penjelasan.”; dan

(b)

dengan memasukkan selepas perenggan 22 perenggan yang berikut:

“23.

Mana-mana orang yang menjalankan aktiviti terkawal penjelasan bagi sekuriti atau derivatif, bagi dirinya sendiri atau bagi perbadanan yang berhubungan dengannya.”.

Dibuat 8 November 2016

[KK/BUU/(S) 10/0.568 SJ. 3; PN(PU2)662/XIII]

DATUK SERI JOHARI BIN ABDUL GHANI

Menteri Kewangan Kedua

P.U. (A) 133 4

CAPITAL MARKETS AND SERVICES ACT 2007

CAPITAL MARKETS AND SERVICES (AMENDMENT OF SCHEDULES 2 AND 3)

ORDER 2017

IN exercise of the powers conferred by subsection 380(1)

of the Capital Markets and Services Act 2007 [Act 671], the Minister, on the recommendation of the Commission, makes the following order:

Citation and commencement 1.

(1)

This order may be cited as the Capital Markets and Services

(Amendment of Schedules 2 and 3) Order 2017.

(2)

This Order comes into operation on 18 May 2017.

Amendment of Schedule 2 2.

Schedule 2 to the Capital Markets and Services Act 2007, which is referred to as the “principal Act” in this Order, is amended—

(a)

in Part 1, by inserting after paragraph 7 the following paragraph:

“8.

Clearing for securities or derivatives.”; and

(b)

in Part 2, by inserting after paragraph 7 the following paragraph:

“8.

“Clearing for securities or derivatives” means, whether as principal or agent, carrying on the business of assuming obligations for the delivery and payment of a person’s transaction relating to listed securities or standardized derivatives as set out in the rules of the approved clearing house.”.

P.U. (A) 133 5

Amendment of Schedule 3 3.

Schedule 3 to the principal Act is amended—

(a)

by substituting for paragraph 17 the following paragraph:

“17.

An approved clearing house or exchange holding company whose carrying on of any regulated activity is solely incidental to it operating clearing facilities.”; and

(b)

by inserting after paragraph 22 the following paragraph:

“23.

Any person who carries on the regulated activity of clearing for securities or derivatives, for his own account or for his related corporation.”.

Made 8 November 2016

[KK/BUU/(S) 10/0.568 SJ. 3; PN(PU2)662/XIII]

DATUK SERI JOHARI BIN ABDUL GHANI

Second Minister of Finance